TEAM

THOMAS G. PLUMB, CFA

LEAD MANAGER
PRESIDENT, CEO, CHAIRMAN OF PLUMB FUNDS

Tom Plumb serves as president of Plumb Funds, a proprietary mutual fund company where he is also the lead portfolio manager for the Plumb Equity Fund and Plumb Balanced Fund, a role he’s had since the Funds’ inception in May 2007. He has also served as the president, chief executive officer and chairman of the Plumb Funds since their inception and secretary of Plumb Funds since August 1, 2017.

Tom is also the founding Principal of Wisconsin Capital Management, LLC since January 2004, a firm that traces its origins back to 1984 (formerly Thompson Plumb & Associates). His roles there include portfolio manager, research analyst and fund manager. In addition, he maintains an ownership interest in and serves as the president of SVA Plumb Financial, LLC, an affiliated entity.

With more than three decades of experience as an investment professional, Tom’s career includes twenty years as the lead manager of two balanced mutual funds, the Thompson Plumb Balanced Fund and the Dreyfus Premier Balanced Opportunity Fund.

Tom earned a Bachelor of Business Administration degree from the University of Wisconsin-Madison in 1975. He is a member of the Madison Investment Management Society and holds the Chartered Financial Analyst (CFA) designation.

Board of Directors

Kristine Anderson
  • Chief Compliance Officer since 8/1/2017
  • Chief Compliance Officer of Wisconsin Capital Management, LLC, since 8/1/2017
  • Paralegal of the Department of Safety and Professional Services, 9/2012-8/2013
Jay Loewi
  • Funds: Director since 5/2007
  • Chief Executive Officer, QTI Group (staffing company) since 11/2007
  • President, QTI Group of Companies since 2002
Harlan J. Moeckler
  • Funds: Director since 6/2017
  • Chief Financial Officer and Treasurer of TradeLink Holdings LLC (alternative investment and proprietary trading firm since 2006
Patrick J. Quinn
  • Funds: Director since 5/2007
  • Retired 12/2010 - present
  • Chairman of the Board of Ayres (professional civil engineering firm) 4/2000-12/2010
Nathan M. Plumb
  • Funds: Director since 1/2017, Chief Financial Officer and Treasurer since 8/1/2017
  • Principal of Custer Plumb Financial Services since 2/2017
  • Chief Operating Officer, Vice President, and Corporate Secretary of Wisconsin Capital Management, LLC from 1/2015 to 12/2016
  • Assistant Portfolio Manager of Wisconsin Capital Management, LLC from 2010 to 9/2013
  • Associate Financial Consultant of SVA Plumb Wealth Management, LLC from 3/2011 to 12/2014
Thomas G. Plumb
  • Funds: Director, Chairman, President and Chief Executive Officer since 5/2007, Secretary since 8/2017
  • President, SVA Plumb Wealth Management, LLC, since 3/2001
  • President of SVA Plumb Financial, LLC since 3/2001
  • CEO of SVA Plumb Trust Company since 3/2011
  • President of Wisconsin Capital Management, LLC, since 1/2004
Roy S. Schlachtenhaufen
  • Funds: Director since 6/2017
  • Retired, 4/2017-present
  • Senior Manager at US Bancorp Investments, Inc. (wealth management firm), 1991-4/2017